2005 SEC Filings

SR-MSRB-2005-17 (December 16, 2005)
Amendments to Rules A-3(f) and A-6(c) Relating to Board Member Compensation

SR-MSRB-2005-16 (December 13, 2005)
Amendment Extends the Expiration Date of the Three-Hour Exception to the 15 Minute Reporting Deadline Under Rule G-14 RTRS Procedures

SR-MSRB-2005-15 (October 13, 2005)
Revisions to the Series 9/10 Examination

SR-MSRB-2005-14 (September 12, 2005)
Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission

SR-MSRB-2005-13 (June 23, 2005)
Amendments to Official Statement Delivery Requirements Under Rules G-32, G-36 and G-11

SR-MSRB-2005-12 (June 21, 2005)   
Amendments to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business, Concerning Solicitation and Payments to Political Parties, and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d), on Indirect Violations

SR-MSRB-2005-11 (June 8, 2005)  
Interpretive Notice Relating to Definition of "Solicitation" Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business, and Rule G-38, on Solicitation of Municipal Securities Business
    Amendment No. 1 (December 7, 2005) 
    Amendment No. 2 (March 17, 2006)  

SR-MSRB-2005-10 (June 2, 2005)  
Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business

SR-MSRB-2005-09 (June 2, 2005)  
Amendments Relating to Month-End Performance Data for Municipal Fund Securities Under Rule G-21, on Advertising

SR-MSRB-2005-08 (May 26, 2005)
Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40

SR-MSRB-2005-07 (April 29, 2005)
Amendment to Rule G-8 Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses

SR-MSRB-2005-06 (March 23, 2005)
Amendment Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39

SR-MSRB-2005-05 (March 21, 2005)
Amendments to Rule G-8 to Add Requirement for Predispute Arbitration Agreements with Customers and to Rule A-11 to Delete Obsolete References to Arbitrators
    Amendment No. 1 (April 1, 2005) 

SR-MSRB-2005-04 (March 17, 2005)  
Amendments Relating to Solicitation of Municipal Securities Business Under Rule G-38 
    Amendment No. 1 (August 9, 2005)

SR-MSRB-2005-03 (March 4, 2005)  
Amendment to Rule G-41, on Anti-Money Laundering Compliance 
    Amendment No. 1 (April 25, 2005)

SR-MSRB-2005-02 (January 13, 2005)  
Amendments to Rules G-20, on Gifts and Gratuities, and G-8, on Record-keeping

SR-MSRB-2005-01 (January 5, 2005)  
Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts—Disclosure of Original Issue Discount Bonds

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