Recent SEC Filings

The MSRB files changes to its rules with the Securities and Exchange Commission for review and approval. These filings, as well as related documents such as amendments to filings, MSRB comment letters and SEC approval orders also are available. View filings and associated documents from the last 30 days in the table below. To see earlier filings, click on a year listed below the table.

Title File Number Rule Number Filing Type Date
SEC Approval Order SR-MSRB-2019-07 Rule G-11
Rule G-32
SEC Approval Order 6/27/2019
Federal Register Notice of Approval SR-MSRB-2019-07 Rule G-11
Rule G-32
Federal Register Publication 7/03/2019

Filings by Year

View SEC filings and associated documents by year.