Regulatory Notices

Requests for Comment

The MSRB requests comment from municipal market participants and the general public about rulemaking proposals. Current and past requests for comment are listed below.

Full Title Comment Publication Date Notice Number Comment Due by
Request for Comment on Draft Rule Amendments to Require Dealers to Provide Pricing Reference Information on Retail Customer Confirmations Submit | View 11/17/2014 2014-20 1/20/2015
Request for Comment on Draft Amendments to MSRB Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, to Extend its Provisions to Municipal Advisors Closed | View 10/23/2014 2014-18 12/08/2014
MSRB Seeks Input on Strategic Priorities Closed | View 9/08/2014 2014-16 10/23/2014
Request for Comment on Draft Amendments to MSRB Rule G-37 to Extend its Provisions to Municipal Advisors Closed | View 8/18/2014 2014-15 10/01/2014
Request for Comment on Enhancements to Post-Trade Transaction Data Disseminated Through a New Central Transparency Platform Closed | View 8/13/2014 2014-14 9/26/2014
Request for Comment on Revised Draft MSRB Rule G-42, on Duties of Non-Solicitor Municipal Advisors Closed | View 7/23/2014 2014-12 8/25/2014
Request for Comment on Establishing Professional Qualification Requirements for Municipal Advisors Closed | View 3/17/2014 2014-08 5/16/2014
Request for Comment on Draft MSRB Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors Closed | View 2/25/2014 2014-04 4/28/2014
Request for Comment on Draft Best-Execution Rule, Including Exception for Transactions with Sophisticated Municipal Market Professionals Closed | View 2/19/2014 2014-02 3/21/2014
Request for Comment on Draft MSRB Rule G-42, on Duties of Non-Solicitor Municipal Advisors Closed | View 1/09/2014 2014-01 3/10/2014
MSRB Proposes Changes to Continuing Education Program Closed | View 12/13/2013 2013-22 1/13/2014
Request for Comment on Proposed Rule Change to Consolidate Registration Requirements Closed | View 8/19/2013 2013-19 9/20/2013
Request for Comment on Proposed Fair-Pricing Rule Closed | View 8/06/2013 2013-15 9/20/2013
Request for Comment on Whether to Require Dealers to Adopt a "Best Execution" Standard for Municipal Securities Transactions Closed | View 8/06/2013 2013-16 10/07/2013
Concept Release on Pre-Trade and Post-Trade Pricing Data Dissemination through a New Central Transparency Platform Closed | View 7/31/2013 2013-14 11/01/2013