Regulatory Notices

Requests for Comment

The MSRB requests comment from municipal market participants and the general public about rulemaking proposals. Current and past requests for comment are listed below.

Open Requests for Comment

Title Comment Stakeholders Publication Date Notice Number Rule Number Comment Due by
Request for Comment on a Concept Proposal Regarding Amendments to Primary Offering Practices of Brokers, Dealers and Municipal Securities Dealers Submit | View Municipal Securities Dealers, Municipal Advisors, Issuers, Investors 9/14/2017 2017-19 Rule G-11 , Rule G-32 11/13/2017

Closed Requests for Comment

Title Comment Stakeholders Publication Date Notice Number Rule Number Comment Due by
Request for Comment on Draft Amendments to MSRB Form G-45 under Rule G-45, on Reporting of Information on Municipal Fund Securities View Municipal Securities Dealers 8/22/2017 2017-17 Rule G-45 9/21/2017
Second Request for Comment on Draft Amendments to and Clarifications of MSRB Rule G-34, on Obtaining CUSIP Numbers View Municipal Securities Dealers, Municipal Advisors, Issuers 6/01/2017 2017-11 Rule G-34 6/30/2017
Request for Comment on Draft Amendments to and Clarifications of MSRB Rule G-34, on Obtaining CUSIP Numbers View Municipal Securities Dealers, Municipal Advisors, Issuers 3/01/2017 2017-05 Rule G-34 3/31/2017
Request for Comment on Draft Amendments to MSRB Rule G-21, on Advertising, and on Draft Rule G-40, on Advertising by Municipal Advisors View Municipal Securities Dealers, Municipal Advisors 2/16/2017 2017-04 Rule G-21 3/24/2017
Request for Comment on Draft Amendments to MSRB Rule G-26 on Customer Account Transfers View Municipal Securities Dealers, Investors 1/06/2017 2017-01 Rule G-26 2/17/2017
MSRB Seeks Input on Strategic Priorities View Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 10/12/2016 2016-25 11/11/2016
Request for Comment on Draft Provisions to Establish a Continuing Education Requirement for Municipal Advisors View Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 9/30/2016 2016-24 Rule G-3 11/14/2016
Second Request for Comment on Draft Provisions on Minimum Denominations View Municipal Securities Dealers, Issuers, Investors, General Public 9/27/2016 2016-23 Rule G-15 10/18/2016
Request for Comment on Draft Amendments to MSRB Rule G-15(f) on Minimum Denominations View Municipal Securities Dealers, Issuers, Investors, General Public 4/07/2016 2016-13 Rule G-15 5/25/2016
Request for Comment on a Concept Proposal to Improve Disclosure of Direct Purchases and Bank Loans View Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 3/28/2016 2016-11 5/27/2016
Request for Comment on Draft Amendments to MSRB Rule G-30 to Provide Guidance on Prevailing Market Price View Municipal Securities Dealers, Investors 2/18/2016 2016-07 Rule G-30 3/31/2016
Request for Comment on Amendments to MSRB Rule G-12 on Close-Out Procedures View Municipal Securities Dealers 1/06/2016 2016-02 Rule G-12 3/06/2016
Request for Comment on Changes to MSRB Rules to Facilitate Shortening the Securities Settlement Cycle View Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 11/10/2015 2015-22 Rule G-12 , Rule G-15 12/10/2015
Request for Comment on Draft Amendments to MSRB Rule A-3 to Lengthen the Term of Board Member Service View Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 10/05/2015 2015-18 Rule A-3 11/19/2015