Notices

MSRB Notices

Types of notices include approval notices, concept proposals, informational notices, interpretive guidance, market advisories, regulatory reminders and requests for comment. 


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Please visit Requests for Comment page to submit comments.
Title Stakeholders Publication Date Notice Number Rule Number Notice Type
MSRB Solicits Applicants for Board of Directors Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 1/07/2019 2019-02 Informational Notice
Request for Comment on Draft Interpretive Guidance on Application of MSRB Rules to Certain Prearranged Trading in Connection with Primary Offerings
> Any available comments may be viewed here.
Municipal Securities Dealers, Issuers, Investors 1/03/2019 2019-01 Rule G-11 , Rule G-17 , Rule G-25 Request for Comment
MSRB Files Content Outline for the Municipal Advisor Principal Qualification Examination (Series 54) Municipal Advisors 12/20/2018 2018-33 Rule G-3 Informational Notice
MSRB Provides Compliance Resource on Application of Content Standards to Advertisements by Municipal Advisors under MSRB Rule G-40 Municipal Advisors 12/19/2018 2018-32 Rule G-40 Informational Notice
SEC Approves Amendments to MSRB Form G-45 to Modify and Clarify Certain Data Elements Submitted about 529 Savings Plans and ABLE Programs Municipal Securities Dealers 12/13/2018 2018-31 Rule G-45 Approval Notice
SEC Approves Amendments to MSRB Rule G-3 to Establish a Municipal Advisor Principal Qualification Examination Municipal Advisors 11/28/2018 2018-30 Rule G-3 Approval Notice
Request for Comment on Draft Amendments to 2012 Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities
> Any available comments may be viewed here.
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors 11/16/2018 2018-29 Rule G-17 Request for Comment
Reminder of Requirement to Submit Word-Searchable PDF Documents to the Electronic Municipal Market Access (EMMA®) Website Municipal Securities Dealers, Municipal Advisors, Issuers 11/08/2018 2018-28 Regulatory Reminder
MSRB Facilitates Requests for Interpretive Guidance Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 9/25/2018 2018-27 Informational Notice
MSRB Proposes a Municipal Advisor Principal Qualification Examination Municipal Advisors 9/19/2018 2018-26 Rule G-3 Informational Notice
Request for Comment on the Application of Content Standards to Advertisements by Municipal Advisors under MSRB Rule G-40
> Any available comments may be viewed here.
Municipal Advisors 9/17/2018 2018-25 Rule G-40 Request for Comment
MSRB Answers FAQs Regarding Use of Municipal Advisory Client Lists and Case Studies under MSRB Rule G-40 Municipal Advisors 9/17/2018 2018-24 Rule G-40 Informational Notice
MSRB Expands Advisory Groups and Seeks Volunteers Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 9/11/2018 2018-23 Informational Notice
Request for Comment on Draft Interpretive Guidance on Pennying and Draft Amendments to Existing Guidance on Best Execution
> Any available comments may be viewed here.
Municipal Securities Dealers 9/07/2018 2018-22 Rule G-17 , Rule G-18 Request for Comment
CE Council Requests Comment on Continuing Education Program Considerations
> Any available comments may be viewed here.
Municipal Securities Dealers 9/06/2018 2018-21 Request for Comment