Notices

Regulatory Notices

MSRB regulatory notices keep market participants informed of regulatory changes and provide guidance on the application of existing rules.

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Please visit Requests for Comment page to submit comments.
Title Stakeholders Publication Date Notice Number Rule Number Notice Type
SEC Approves Amendments to MSRB Rule G-12 on Close-Out Procedures Municipal Securities Dealers 8/19/2016 2016-21 Rule G-12 Approval Notice
MSRB Delays Reporting of Information by Underwriters of ABLE Programs and Provides Guidance Relating to Municipal Advisors to Sponsors or Trustees of Municipal Fund Securities, including ABLE Programs Municipal Securities Dealers, Municipal Advisors, Issuers 8/12/2016 2016-20 Rule G-42 , Rule G-44 , Rule G-45 Regulatory Announcement
MSRB Provides Guidance on MSRB Rule G-14, on Reports of Sales or Purchases of Municipal Securities Municipal Securities Dealers 8/09/2016 2016-19 Rule G-14 Regulatory Announcement
MSRB Files Amendment to Rule G-37 to Clarify its Application to Contributions before August 17, 2016 Municipal Securities Dealers, Municipal Advisors, Issuers 8/04/2016 2016-18 Rule G-37 Regulatory Announcement
MSRB Revises Content Outline for the Municipal Advisor Representative Qualification Examination Municipal Advisors 6/15/2016 2016-17 Regulatory Announcement
MSRB to Launch Permanent Series 50 Exam September 12, 2016 Municipal Advisors 5/31/2016 2016-16 Rule G-3 Regulatory Announcement
MSRB to Amend Rules to Define Two-Day Settlement Cycle Municipal Securities Dealers 5/02/2016 2016-15 Rule G-12 , Rule G-15 Regulatory Announcement
Municipal Fund Securities - Interpretation Relating to the Sales of Interests in ABLE Programs in the Primary Market Municipal Securities Dealers, Municipal Advisors, Investors 4/12/2016 2016-14 Rule D-12 Regulatory Announcement
Request for Comment on Draft Amendments to MSRB Rule G-15(f) on Minimum Denominations
> Any available comments may be viewed here.
Municipal Securities Dealers, Issuers, Investors, General Public 4/07/2016 2016-13 Rule G-15 Request for Comment
Direct Purchases and Bank Loans as Alternatives to Public Financing in the Municipal Securities Market Municipal Securities Dealers, Municipal Advisors, Issuers 4/04/2016 2016-12 Market Advisory
Request for Comment on a Concept Proposal to Improve Disclosure of Direct Purchases and Bank Loans
> Any available comments may be viewed here.
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 3/28/2016 2016-11 Concept Proposal
SEC Approves Amendments to MSRB Rule A-3, on Membership on the Board, to Lengthen the Term of Board Member Service Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 3/18/2016 2016-10 Rule A-3 Regulatory Announcement
MSRB Revises Effective Date for Amendments to MSRB Rule G-14, on Transaction Reporting Municipal Securities Dealers 3/02/2016 2016-09 Rule G-14 Regulatory Announcement
MSRB Amends its Rule Regarding Calculations for Bonds that Do Not Pay Interest Semi-Annually Municipal Securities Dealers 2/23/2016 2016-08 Rule G-33 Regulatory Announcement
Request for Comment on Draft Amendments to MSRB Rule G-30 to Provide Guidance on Prevailing Market Price
> Any available comments may be viewed here.
Municipal Securities Dealers, Investors 2/18/2016 2016-07 Rule G-30 Request for Comment