Notices

MSRB Notices

Types of notices include approval notices, concept proposals, informational notices, interpretive guidance, market advisories, regulatory reminders and requests for comment. 


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Title Stakeholders Publication Date Notice Number Rule Number Notice Type
Request for Comment on Draft Amendments to MSRB Rule A‑3: Membership on the Board
> Any available comments may be viewed here.
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 1/28/2020 2020-02 Rule A-3 Request for Comment
Obligations of Senior Syndicate Managers Utilizing Electronic Communications Municipal Securities Dealers, Municipal Advisors, Issuers 1/06/2020 2020-01 Rule G-11 Informational Notice
MSRB Establishes a Compliance Date of November 30, 2020, for Amendments to Form G-32 Municipal Securities Dealers 12/20/2019 2019-21 Rule G-32 Informational Notice
SEC Approves Amendments to Underwriters’ Fair Dealing Obligations to Issuers Under Rule G-17 Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 11/08/2019 2019-20 Rule G-17 Approval Notice
MSRB Revises Content Outline for the Municipal Advisor Principal Qualification Examination Municipal Advisors 10/18/2019 2019-19 Rule G-3 Informational Notice
MSRB to Launch Permanent Series 54 Examination November 12, 2019 Municipal Advisors 10/11/2019 2019-18 Rule G-3 Informational Notice
MSRB Seeks Input and Volunteers for Advisory Groups Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 10/10/2019 2019-17 Informational Notice
MSRB Amends Professional Fee for Municipal Advisors Municipal Advisors 9/11/2019 2019-16 Rule A-11 Approval Notice
SEC Approves Amendments to MSRB Rules and Data Collection Related to Primary Offering Practices Municipal Securities Dealers 6/28/2019 2019-15 Rule G-11 , Rule G-32 Approval Notice
MSRB Announces June 3, 2019 Operative Date for Technical Amendments Municipal Securities Dealers 5/21/2019 2019-14 Rule G-12 , Rule G-20 , Rule G-26 , Rule G-27 , Rule G-35 , Rule G-38 , Rule G-41 , Rule G-45 Informational Notice
Request for Comment on MSRB Rule G-23 on Activities of Dealers Acting as Financial Advisors
> Any available comments may be viewed here.
Municipal Securities Dealers, Municipal Advisors, Issuers 5/20/2019 2019-13 Rule G-23 Request for Comment
MSRB Proposes to Eliminate MSRB Rule G-29, on Availability of Board Rules Municipal Securities Dealers 4/19/2019 2019-12 Rule G-29 Informational Notice
MSRB Updates Rulebook with Nonsubstantive, Technical Amendments Municipal Securities Dealers 4/10/2019 2019-11 Rule G-12 , Rule G-20 , Rule G-26 , Rule G-27 , Rule G-35 , Rule G-38 , Rule G-41 , Rule G-45 Informational Notice
MSRB Proposes Amendments to Rules Related to Primary Offering Practices Municipal Securities Dealers 3/21/2019 2019-10 Rule G-11 , Rule G-32 Informational Notice
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing Municipal Securities Dealers, Municipal Advisors 3/13/2019 2019-09 Rule A-18 Informational Notice