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Rule-G-3
Rule G-3
Professional Qualification Requirements
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Access Compliance Resources
This section contains links to MSRB compliance resources that highlight key rule provisions or considerations to enhance understanding of a rule to facilitate compliance.
Learn about the differences between the compliance resources and other resources the MSRB provides.
Understanding the Municipal Advisor Principal Qualification Examination
(January 2019)
Supervisory Responsibilities of Qualified Principals
Compliance Advisory for Municipal Advisors
(August 2018)
FAQs on Continuing Education Program Requirements for Municipal Advisors
(November 2017)
Developing a CE Needs Analysis and Written Training Plan
FAQs on Municipal Advisor Professional Qualification and Examination Requirements