Rule G-17 Conduct of Municipal Securities and Municipal Advisory Activities

Rule
Interpretive Notices
Interpretive Letters

Conduct of Municipal Securities and Municipal Advisory Activities

Related Rules and Interpretations:

Notice Concerning Syndicate Expenses
Syndicate Expenses: Per Bond Fee for Bookrunning Expenses
Confirmation, Delivery and Reclamation of Interchangeable Securities
Notice Concerning Stripped Coupon Municipal Securities
Dealer Payments In Connection With the Municipal Securities Issuance Process
General Advertising Disclosures, Blind Advertisements and Annual Reports Relating to Municipal Fund Securities Under Rule G-21
Commissions and Other Charges, Advertisements and Official Statements Relating to Municipal Fund Securities
The Disclosure Obligations of Brokers, Dealers and Municipal Securities Dealers in Connection with New Issue Municipal Securities Under Rule G-32
Callable Securities: Pricing to Call and Extraordinary Mandatory Redemption Features
Callable Securities: Pricing to Mandatory Sinking Fund Calls
Disclosure of Pricing: Calculating the Dollar Price of Partially Prerefunded Bonds
Disclosure of the Investment of Bond Proceeds
Securities Description: Prerefunded Securities
Disclosure obligations
529 College Savings Plan Advertisements

Regulatory Notices:

MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17
Guidance on Implementation of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

Other Information:

FAQs on Duties of Underwriters to State and Local Governments
Rule G-17 Webinar on Duties of Underwriters to State and Local Governments

In the conduct of its municipal securities or municipal advisory activities, each broker, dealer, municipal securities dealer, and municipal advisor shall deal fairly with all persons and shall not engage in any deceptive, dishonest, or unfair practice.