Rule G-17 Conduct of Municipal Securities and Municipal Advisory Activities

Request for Comment

The MSRB is seeking input on 2012 interpretive notice on Rule G-17. View the request for comment.

Conduct of Municipal Securities and Municipal Advisory Activities

In the conduct of its municipal securities or municipal advisory activities, each broker, dealer, municipal securities dealer, and municipal advisor shall deal fairly with all persons and shall not engage in any deceptive, dishonest, or unfair practice.