Rule G-15 Confirmation, Clearance, Settlement and Other Uniform Practice Requirements with Respect to Transactions with Customers

Upcoming Changes

Amendments to Rule G-15 will be effective September 5, 2017. View Notice 2017-07. View the new rule.

Additional amendments to Rule G-15 will be effective May 14, 2018. View the approval notice. View the new rule.

Separately, the MSRB has filed proposed amendments to Rule G-15(f) and proposed new Rule G-49. View the SEC filing.