MSRB Rules

The MSRB establishes rules that securities firms, banks and municipal advisors must follow when engaging in municipal securities transactions and advising investors and state and local governments.

General Rules
Administrative Rules
Definitional Rules
Rules for...
Upcoming Changes

Upcoming Changes ?

Rule Number	Rule Name	Regulated Entity	Effective Date
Rule G-8	Books and Records to be Made by Brokers, Dealers and Municipal Securities Dealers	Dealer	7/01/2013
Rule G-37	Political Contributions and Prohibitions on Municipal Securities Business	Dealer, Dealer Financial Advisor	7/01/2013
Rule G-39	Telemarketing	Dealer	8/22/2013