The MSRB supports regulatory compliance by providing checklists, sample templates, rule summaries and other educational material about municipal market regulations. Resources relevant to each MSRB rule are also available in the "Access Compliance Resources" tab of the rule. Learn more about the types of compliance information the MSRB provides.


Compliance Calendar

View the MSRB's Compliance Calendar for a look at upcoming important dates and events for municipal securities dealers and municipal advisors.

Municipal Advisor Compliance Resources

Dealer Compliance Resources

Help with Reporting Obligations

EMMA Resources

Being a Regulated Municipal Advisor