Regulated Entities

The MSRB provides resources to assist municipal securities dealers and municipal advisors with being regulated professionals.



View free live webcasts and on-demand webinars about MSRB regulatory initiatives. CPE credit is available. 


Professional Qualification

The MSRB sets requirements for securities firms, banks, municipal advisors and their associated persons to be permitted to engage in municipal securities and municipal advisor activities.

Series 50 Examination

Read about developments in professional qualifications for municipal advisors, including the Series 50 examination.


Brokers, dealers, municipal securities dealers and municipal advisors are required to register with the MSRB. 

Assessment and Fees

Read about assessments, fees and billing information. Click here to view MSRB bill payment options.

MSRB Registration Status

Access a list of registered municipal advisor firms and their Series 50-qualified representatives. Access a list of registered brokers, dealers and municipal securities dealers, and executing broker symbols. 


Access educational materials and publications for municipal finance professionals and their clients.

Continuing Professional Education

CPE credit is available through the MSRB’s free live webcasts, on-demand webinars and interactive online MuniEdPro‚Ą† courses.