Municipal securities dealers engaging in the trading and selling of municipal securities are subject to MSRB rules and must be registered with the MSRB. MSRB rules are designed to promote fair, efficient and transparent transactions; to prevent fraudulent, manipulative and other unfair practices; and to minimize dealer conflicts of interest.
Municipal entities and obligated persons that use the services of municipal securities dealers may refer to the MSRB's registration list to check if their dealers are registered with the MSRB. A link to this list may be found below.
List of MSRB-Registered Dealers