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          • MSRB Rules for Municipal Advisors

        MSRB Rules for Municipal Advisors

        The MSRB is adopting a comprehensive set of rules for municipal advisors, as directed by the Dodd-Frank Act. As the rulemaking process proceeds, municipal providers will have the opportunity to provide input. Listed below are MSRB rules that currently apply to municipal advisors.

        • MSRB Rule A-7: Assessments
        • MSRB Rule A-8: Rulemaking Procedures
        • MSRB Rule A-12: Initial Fee
        • MSRB Rule A-14: Annual Fee 
        • MSRB Rule D-11: Associated Persons
        • MSRB Rule D-13: Municipal Advisory Activities
        • MSRB Rule D-14: Appropriate Regulatory Agency
        • MSRB Rule G-5: Disciplinary Actions; Remedial Notices
        • MSRB Rule G-17: Conduct of Municipal Securities and Municipal Advisory Activities
        • MSRB Rule G-40: Electronic Mail Contacts 

        View MSRB news for municipal advisors.
         

        Glossary of Terms

        View the MSRB's Glossary of Municipal Securities Terms.

        MSRB Glossary

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