The MSRB provides registration and compliance resources for municipal securities dealers.
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Municipal securities dealers must register with the MSRB and the Securities and Exchange Commission, and comply with all associated rules.
An agent is an organization designated by another organization to submit documents to the MSRB on its behalf.
Access MSRB rules for municipal securities brokers, dealers and municipal securities dealers.
Read about MSRB standards of professional qualifications and requirements.
The MSRB maintains a number of forms and manuals to used by dealers in conjunction with their compliance activities associated with MSRB rules.
The MSRB's executing broker symbol (EBS) list identifies MSRB registrants that effect municipal securities transactions.
Brokers, dealers, municipal securities dealers and municipal advisors must register with the MSRB. Read more about MSRB Registration.