Upcoming Events

MSRB Events

The MSRB holds periodic education and training events for municipal market participants. These free events provide information about municipal market topics, regulatory and compliance issues, and instruction on MSRB market transparency systems. Past presentations and past webinars are also available.

Event   Description   Date and Time Registration

SEC, FINRA and MSRB Compliance Outreach Program for Municipal Advisors

Federal Reserve Bank of Chicago
230 S. La Salle St.
Chicago, IL

This joint outreach event will address issues in municipal advisor compliance and regulation, and provide a forum for municipal advisor professionals to discuss risk management, regulatory issues and compliance practices with regulators. View the agenda.

November 3, 2014
8:30 a.m. to 4:00 p.m. CT

Register to attend in person

A live webcast will be available on the SEC's website at www.sec.gov. Webcast registration not required.


MSRB Webinar: Request for Comment on Extending MSRB Rule G-20 on Gifts, Gratuities and Non-Cash Compensation to Municipal Advisors

During this free webinar, MSRB staff will review the draft amendments to MSRB Rule G-20 on gifts, gratuities and non-cash compensation that would extend the rule to municipal advisors, among other changes to streamline and clarify the rule.

November 13, 2014
3:00 p.m. to 4:00 p.m. ET

Register

MSRB Webinar: Upcoming Changes to Dealer Continuing Education Requirements

During this free webinar, MSRB staff will review changes to approved MSRB Rule G-3, on professional qualification requirements, which will require certain persons registered with brokers, dealers and municipal securities dealers to participate in annual firm training on municipal securities matters.

December 4, 2014
3:00 p.m. to 4:00 p.m. ET


Register

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Industry Appearances of MSRB Representatives

The MSRB seeks to educate as many municipal market participants as possible about its mission, activities and recent rulemaking initiatives. MSRB Board members and staff frequently present or speak at industry events around the country. Past speeches by MSRB representatives are also available.

Event   Location   Date   MSRB Board or staff
The National Society of Compliance Professionals National Conference
National Harbor, MD October 20, 2014 Lynnette Kelly, MSRB Executive Director
S&P Dow Jones Annual Municipal Bond Forum New York, NY November 5, 2014 Lynnette Kelly, MSRB Executive Director
FINRA South Region Conference Fort Lauderdale, FL November 20, 2014 Larry Sandor, Deputy General Counsel

Saliha Olgun, Counsel
Rutgers Annual Government Accounting and Auditing Update Conference New Brunswick, NJ December 4, 2014 Lynnette Kelly, MSRB Executive Director
Government Treasurers' Organization of Texas Annual Conference Fort Worth, TX December 9, 2014 Leila Barbour, Outreach Manager